This technical note covers alternative methods of issuing securities in the U.S. public markets. It focuses on the basic institutional conditions of a guaranteed security features and the role of investment bankers. Two regulatory reform of the U.S. Securities and Exchange Commission rules 415 and 144a, are also discussed.

This technical note covers alternative methods of issuing securities in the U.S. public markets. It focuses on the basic institutional conditions of a guaranteed security features and the role of investment bankers. Two regulatory reform of the U.S. Securities and Exchange Commission rules 415 and 144a, are also discussed.
This is a Darden case study.
«Hide

from
Susan Chaplinsky
Source: Darden School of Business
9 sides.
Publication Date: Oct 17, 1996. Prod #: UV0104-PDF-ENG
The process for public spending Securities HBR case solution